Tag: broker-dealers

Dec 23 2020

SEC Gives Broker-Dealers Room to Handle Crypto Securities

The SEC's broker-dealer guidance was generally welcomed as a step in the right direction by industry players.

Dec 09 2020

US Lawmakers Ask SEC to Clarify Broker-Dealer Rules

U.S. lawmakers asked the SEC and FINRA to clarify how crypto firms can become registered broker-dealers and provide custody services for crypto assets.

Nov 10 2020

Texture Capital Awarded FINRA License to Trade Security Tokens

Texture is the latest tokenization firm to eye the $1.5 trillion private securities market.

Know a good blog/source that is not listed? Contact us or fill the form below to add one: