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Tag: broker-dealers

Dec 23 2020

SEC Gives Broker-Dealers Room to Handle Crypto Securities

□ Dec 23 2020 □ Published at CoinDesk under tags  broker-dealers crypto custody policy & regulation sec

The SEC's broker-dealer guidance was generally welcomed as a step in the right direction by industry players.

Dec 09 2020

US Lawmakers Ask SEC to Clarify Broker-Dealer Rules

□ Dec 09 2020 □ Published at CoinDesk under tags  broker-dealers congress finra news policy & regulation

U.S. lawmakers asked the SEC and FINRA to clarify how crypto firms can become registered broker-dealers and provide custody services for crypto assets.

Nov 10 2020

Texture Capital Awarded FINRA License to Trade Security Tokens

□ Nov 10 2020 □ Published at CoinDesk under tags  broker-dealers business finra news policy & regulation

Texture is the latest tokenization firm to eye the $1.5 trillion private securities market.

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